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October 2018

HCCA Regional Conference – Denver

October 19
new HCCA logo

HCCA Regional Conferences provide a forum to interact with local compliance professionals, share information about your compliance successes and challenges, and create educational opportunities for compliance professionals to strengthen the industry.   Main Topics Covered: Conflicts of Interest HIPAA and HI TECH Risk Assessments Prescription Opioids

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Compliance & Ethics Institute

October 21 - October 24
17th annual compliance and ethics institute

Join us in 2018 to experience the new conference format, new tracks and stay current on compliance solutions and resources. SCCE’s annual Compliance & Ethics Institute (CEI) is the primary education and networking event for professionals working in the Compliance and Ethics profession across all industries around the world. Sessions at the 2018 conference will offer the latest compliance information on hot topics and current events. Sessions are carefully selected and will be presented by leading experts who will explore…

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Keylight Overview

October 23 @ 11:00 am - 12:00 pm CDT
Keylight Overview Featured Image

Lockpath hosts regular demonstrations of its Keylight platform. Register for any of these free webinars and learn why Keylight is the preferred platform to help organizations manage their risk, compliance and audit programs. For a more in-depth, customized demonstration of the platform’s capabilities, please contact us at Lockpath.com/contact.

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HCCA Regional Conference – Chicago

October 26
new HCCA logo

HCCA Regional Conferences provide a forum to interact with local compliance professionals, share information about your compliance successes and challenges, and create educational opportunities for compliance professionals to strengthen the industry.   Main Topics Covered: Risk Assessment Best Practices Social Media Cyber Security

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2018 NSCP National Conference

October 29 - October 31
NSCP-Conference

NSCP’s annual National Conference brings compliance professionals from all sectors of the financial services industry (broker‐dealer, investment adviser, municipal advisor, private funds and public funds) together. This conference provides securities professionals with an opportunity to hear from securities regulators and experienced industry veterans on a variety of compliance related topics.

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